09
Software for banking, trust and investment management,
namely, software for asset data management and reporting,
foreign exchange services, funds investment and management,
investment fund transfers and brokerage services
36
Banking and investment services, namely, investment
management, investment advice, funds investment, investment
brokerage, investment consultation and investment of funds
for others; financial analysis and investment advisory
services, namely, management and brokerage in the fields of
stocks, bonds, options, futures and other securities, and
the investment of funds of others; financial research
services; investment consultation, funds investment, and
investment management; financial exchange services, namely,
providing financial information in the nature of rates of
exchange; financial information processing; financial
information provided by electronic means; financial
portfolio management; financial risk management; financial
services, namely, assisting others with the completion of
financial transactions for stocks, bonds, securities and
equities; providing information in the fields of foreign
currency, commodities, financial derivatives, interest rate
products, and equities via the internet and intranet
systems; investment fund transfer and transaction services;
providing on-line stored value accounts in an electronic
environment; investment fund transfer and transaction
services; providing for the exchange of foreign currency,
commodities, financial derivatives, interest rate products,
and equities via the internet and intranet systems; trust
and estate administration services, namely, investment
management, custody of assets, selection of brokers,
collection and valuation of assets, bill paying, review and
analysis of will and trust documents; trust company
services, namely, institutional trust services, charitable
foundation services, client tax services, escrow
arrangements, estate planning, financial planning,
individual retirement planning, philanthropic planning,
retirement trusts, trust and estate administration,
donor-advised fund program, wealth management services,
namely, alternative investments, asset allocation, risk
management for concentrated positions; developing and
managing a family of alternative investment funds,
investment management services to institutional clients,
investment advisory and portfolio management services;
banking and advisory services, namely, term loans and
revolving lines of credit, acquisition finance, subordinated
debt financing, trade letters of credit, standby letters of
credit, corporate cash management services, foreign
exchange, mergers and acquisitions, advisory, retirement
account and defined benefit plans, investment management;
custody services; equity execution services; equity strategy
research services; equity trading services, namely, global
custody, administration, transfer agency, securities
lending, performance reporting, financial reporting,
compliance, brokerage; portfolio valuation reporting
services; financial comprehensive service suite services,
financial reporting, expense analysis and payment, assistant
treasurer's support, performance measurement, compliance,
tax support and regulatory and corporate secretarial
assistance, namely, board reporting, regulatory filings and
consulting services; consulting and advisory services for
both qualified and non qualified retirement plans; serving
as a connectivity point between financial service companies
and their external service providers and internal system;
providing a hosted communications platform for financial
services; institutional fund services, namely, serving as
product manager for third party investment funds; serving as
a financial advisor to middle market businesses across a
broad range of industries with a focus on healthcare
services, medical technology, telecommunications and media,
and outsourced business services; advisory services to
private and closely-held public companies; managing a series
of private equity funds; securities lending services,
namely, custodial and third-party lending, auctions,
borrower exclusives, and traditional agency lending;
financial services, namely, financial investment and
transaction initiation, trade settlement reporting and trade
status tracking via electronic delivery systems; providing
an online payment and order authorization system; providing
an Internet reporting system for the transmission of
financial securities information to others; managing mutual
funds for others, namely, a mutual fund asset allocation
program
42
Providing temporary use of non-downloadable financial
service software for use in analyzing financial data and
generating financial reports
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