36
Annuity underwriting; investment management of and
distribution of annuities; issuance and administration of
annuities; annuity services, namely, account and investment
administration; funds investment; trust and custodial
services for retirement plans, namely, investment of funds
for others in the field of mutual funds and individual
retirement accounts; financial administration of employee
pension plans; personal trust services; non qualified
deferred compensation consulting and administrative
services; financial services in the nature of an investment
security; investment management services; mutual fund
investment, distribution and brokerage; registered and
non-registered securities investment of funds for others,
distribution of funds for others and brokerage; financial
administration of employer provided and individual pension
and fixed investment income programs; registered investment
advisory services and broker-dealer securities services,
namely, brokering and trading in securities and providing
investment advisory services; estate planning; financial
planning; insurance administration in the field of life,
disability, dental, vision, critical illness, accident,
accidental death and dismemberment; financial administration
and consulting of employee benefit plans, namely, deferred
compensation benefit plans, defined benefit pension plans,
and defined contribution plans such as profit sharing, 401
(k) and Employee Stock Ownership Plans; financial
administration of cafeteria plans and other employee benefit
plans; insurance underwriting and brokerage services for
groups and individuals in the fields of life, disability and
dental; real estate mortgage lending and mortgage asset
procurement for others; maintaining real estate mortgage
escrow accounts; real estate investment services; real
estate management services; leasing of commercial real
estate; financial investment in the field of real estate
development; administration of employee welfare benefit
plans concerning pre-paid dental plans and claims
administration, namely, claims processing; banking services,
namely, savings account services, brokerage of money market
funds, the provision of certificates of deposit held in
IRAs