09
Computer software and mobile applications for use by others
in rendering financial services, namely, downloadable
software for collecting, analyzing, organizing, storing and
transmitting data and information in the fields of financial
risk management, financial management, investment
management, and securities trading; computer software and
mobile applications used in connection with financial
services, namely, downloadable software for collecting,
analyzing, organizing, storing and transmitting data and
information in the fields of personal financial planning,
personal financial management, personal investment
management, and securities trading; downloadable computer
software platforms for financial analytics, investment
management, and securities trading; downloadable computer
software platforms for risk management, investment
management, financial management and securities trading;
downloadable computer software platforms for evaluation,
analysis, and comparison of data and information in the
fields of financial management, investment management,
financial risk management, and securities trading;
downloadable computer software, namely, an electronic
financial platform to conduct financial performance
analyses, risk assessment scenarios, trend analyses;
downloadable computer software, namely, an electronic
financial platform for customization and workflow management
of client investment and financial portfolios, and
securities trading
35
Providing information and analysis relating to economic
market data; providing business and market research services
to individual and institutional financial investors and
financial professionals; market analysis; compiling and
analyzing statistics, data and other sources of information
for business planning purposes and financial record-keeping
for regulatory compliance purposes; analyzing and compiling
data for measuring the performance of financial markets and
market trends in the securities markets
36
Fund investment and advisory services; investment counseling
services; management of portfolios comprising securities;
mutual fund investment and investment advisory services;
financial services, namely, administration of transactions
by funds involving securities, stocks, funds, equities,
bonds, notes, cash, or other types of financial investments;
investment management services with respect to mutual funds,
pension accounts, institutional accounts, and separate
accounts; financial services, namely, providing risk
management services, financial management services, and
securities trading; financial analysis; financial analysis,
namely, compiling and analyzing statistics, data and other
sources of information for financial purposes; financial
services, namely, providing financial analyses, financial
data analytics, financial industry data analysis, investment
risk assessment; providing online information in the fields
of investment management, financial risk management, and
financial advisory services; financial research and analysis
services, namely, development and implementation of robust
modeling and data analytic frameworks
42
Temporary use of on-line non-downloadable computer software
for use by others in providing financial services, namely,
providing risk management, financial information, financial
management, securities trading and investment management
services; providing a website featuring on-line
non-downloadable software for providing information about
investment management, financial risk management, and
financial advisory services (term considered too vague by
the International Bureau - rule 13 (2) (b) of the
Regulations)
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