35
Business management; business administration; preparation of
tax reports; assistance in business matters, business
management and administrative services; business analysis,
research and information services; accounting for businesses
[document recording and checking, balance and inventory
checking]; secretarial services; asset controlling
[accounting in asset matters]; accounting for assets
[recording and checking of receipts and payments, checking
of balances and inventories]; controlling of assets listed
in the stock market; corporate administration of
shareholdings in companies and related administrative
services such as administrative preparation of voting;
commercial services, namely negotiating services for third
parties on the conditions of custodian banks and asset
managers
36
Wealth controlling [analyses and reports in wealth matters];
financial affairs; monetary affairs; asset management;
investment advice; advice on investments and financial
matters; investment advice; wealth management for third
parties [financial services]; financial advice in the
preparation of family constitutions; financial planning,
namely financial planning as holistic financial strategic
planning incl. tax planning and succession planning in each
case in financial matters; financial risk assessment, using
risk measurement and monitoring in financial matters;
financial services, namely advice, development and
documentation of the strategic asset structure/investment
portfolio structure; investment advice on the implementation
of the tactical portfolio allocation and investment
strategy; asset management for the implementation of the
tactical portfolio allocation and investment strategy;
financial advice on the selection of custodian banks and
asset managers; redemption of fund units; financial audit
services and monitoring of the investment results of
custodian banks and asset managers with the aid of
statements, costs, security selection, liquidity management,
credit ratings, performance, comparative indices; financial
analysis and [advice on the] mandating of asset managers;
financial advice for financial investments subject to
authorisation; provision of information and advice on the
opening of accounts and custody accounts; financial
services, namely brokerage and management of financial
participations in companies; preparation of asset reports
and capital transaction overviews; financial valuation of
participations and illiquid investments; financial
management of corporate participations including financial
valuation; analysis of total assets including scenario
analyses [financial services]; selection and asset
management of private equity, agricultural, forestry and
infrastructure capital investments [financial services];
development of investment portfolios and asset management in
each case in the field of alternative forms of capital
investment [private equity, infrastructure, forestry,
agricultural] [financial services]; financial consultancy;
investment transactions in the real estate sector, through
selection and realisation of real estate investments; real
estate management; real estate portfolio analysis;
foundation consultancy and management from a financial point
of view; insurance services; asset management of estates,
including within the framework of the execution of wills
39
Archiving of all mail delivered by banking, wealth and
investment advisors by physical storage of data carriers
containing electronically stored data and documents;
archiving by physical storage of contract, account and
deposit documents, in paper form or in the form of recorded
data carriers
45
Legal services in the field of execution of wills; legal
representation of clients vis-à-vis third parties, in
particular at general meetings, notary appointments; legal
representation vis-à-vis holding companies; review of
standards and practices to ensure compliance with laws and
regulations in the field of investment guidelines
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