16
Publications relating to investments, asset management, equity and debt securities, futures, options and derivatives, corporate finance and financial research; publications relating to portfolio management, insurance brokerage and estate planning
35
Business research services; investor relations services
36
Providing financial analysis and opinions; investment dealer services; acting as an options dealer, acting as a direct access broker, acting as an order execution only broker, acting as a broker and dealer of equity and debt securities, futures, options and derivatives; financial trading services; acting as a broker and dealer of foreign exchange; insurance brokerage services; investment brokerage services; acting as a futures commission merchant; acting as a derivatives dealer; underwriting equity and debt securities; advisory services relating to corporate finance, restructuring, mergers and acquisitions; investment banking and corporate finance services, namely mergers, acquisitions, divestitures, and restructuring; financial and investment counseling services; investment consultation services; estate planning services; provision of information relating to financial and investment matters; and asset and wealth management services; portfolio management services; financial and investment research services
41
Arranging business conferences regarding investment banking, business research, asset management, investment consultation, and financial matters
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