35
Advertising; preparation of marketing materials; business
advice and information; fund accounting; accountancy
services; database management; database management for
customer relationship management (CRM); investor relations;
information and data compiling of financial securities,
stock exchange, trade and quote, index value and other
financial market information for business purposes; investor
reporting, namely preparing and disseminating business
information and reports to investors; advice, information
and consultancy services relating to all of the aforesaid
services
36
Financial affairs; financial services; provision of
investment advice and services; provision of hedge funds;
asset and portfolio management; financial portfolio
management; analytics services relating to financial
portfolio management; operational support for financial
traders; analytics services relating to financial trading;
financial trading services; middle office functions for
financial and investment industries; investment services;
financial analysis and research services; financial
valuation services; stocks and shares information services;
brokerage of shares and other securities; treasury services;
financial hedging services; cash management services;
investment support in the field of treasury bonds; financial
risk analysis services; financial trade analytics; providing
financial trading services via Internet platforms; financial
trading support services; financial trader assistance
services; derivatives trading services (terms considered too
vague by the International Bureau - Rule 13 (2) (b) of the
Common Regulations); provision of financial trade
information to prime brokers, clearers, custodians and
administrators via the Internet and other communications
networks; asset servicing; financial trade capture,
reconciliation and processing services; asset management
support services; investor reporting, namely preparing and
disseminating financial/investment information and reports
to investors; investor due diligence services; financial due
diligence services; advice, information and consultancy
services relating to all of the aforesaid services
45
Legal services; legal advice; legal support; consulting
services concerning legal matters in the field of finance
and hedge funds; regulatory compliance consulting in the
field of finance and hedge funds; monitoring regulatory
developments; regulatory compliance support; financial
regulatory risk assessment services; regulatory monitoring
and reporting services; operational support in the
identification and processing of class action settlements
across multiple asset classes; legal due diligence services;
advice, information and consultancy services relating to all
of the aforesaid services
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