09
Downloadable electronic publications in the nature of
newsletters, reports, guides, charts, worksheets, forms,
instructional materials, educational materials,
presentations, bulletins, pamphlets, and booklets in the
fields of finance, saving, investing, investments,
investment brokerage, and asset management; computer
software for use in electronic trading of securities and
portfolio management in the fields of finance, saving,
investing, investments, investment brokerage, and asset
management; computer software for use by financial services
providers to prepare documents relating to the dissemination
of information; computer software for use by financial
services providers to conduct surveys and to assemble and
manage information relating to retirement plans; computer
software for managing the distribution of information about
retirement plans to employees; computer software for
producing printed informational materials and records in the
field of retirement plans; computer software for use by
businesses to manage employee compensation planning;
computer software for managing investment portfolios;
computer software for maintaining, managing and reporting
financial information; computer software for use by
financial services providers to obtain investment
transaction and account information; computer software for
initiating, processing and tracking financial transactions;
computer software for use by investment fund administrators
to enter securities trading orders, to receive confirmation
of such orders, and to obtain price information, balance
information and other data about funds and accounts;
computer software for use in obtaining access to, and
enhancing the user's experience of, an internet web site
which provides news, information, transaction capability and
online financial services; computer software for use by
retirement plan sponsors to transmit and receive account
information and other information by means of an online
connection; computer software for use by financial
investment advisors in portfolio allocation, sector
analysis, portfolio modeling and portfolio rebalancing
16
Publications and printed matter, namely, newsletters,
reports, books, guides, charts, worksheets, forms,
instructional materials, educational materials,
presentations, bulletins, pamphlets, booklets, posters, and
leaflets in the fields of finance, saving, investing,
investments, investment brokerage, and asset management;
computer software user's manuals for computer software used
in the fields of finance, saving, investing, investments,
investment brokerage, and asset management
35
Providing an interactive website that provides commercial
financial transaction data, transaction capability, account
management, financial reporting, accounting features and
related reference information; providing reports of payroll
related tax information to governmental agencies and to
employers; accounting and bookkeeping services; providing
business information to financial services providers by
means of an internet web site in the field of business
marketing; business consulting services in the field of
employee compensation; consulting services in the field of
marketing financial services; market research services
rendered to financial services providers; marketing services
rendered to members of the financial services industry,
namely, creating and designing promotional materials for use
by financial services providers and assisting financial
services providers to develop their own marketing plans and
to implement their own direct mail campaigns, advertising
campaigns and public relations campaigns; business marketing
and direct mail consulting services in the financial field;
promoting public awareness of the need for investment
planning; business outsourcing services; business
outsourcing and back-office support services, namely,
bookkeeping and administration of operational support
services for investment advisors; financial records
management; database management of data records containing
customer and business information; data processing services;
business management services, namely, client account
information management services; marketing consultation
services; development of marketing strategies and concepts
for use by investment advisors in brochures, advertisements,
web sites and presentations; tax and actuarial consulting
services
36
Full line of financial and investment services; house mark
for providing a full range of services in the investment and
financial fields, namely, mutual fund investment services,
exchange-traded funds investment services, investment and
insurance brokerage, investment management, asset
management, investment advice and advisory services,
securities lending, financial and investment consultation,
financial and investment research, banking, administration
of college savings plans, charitable fund raising,
donor-advised investment of funds for charitable purposes,
administration of charitable giving programs offering a
variety of financial investment options, retirement
planning, and annuities investment; providing information in
the financial and investment fields; providing information
in the financial and investment fields through electronic
means; providing an interactive website and online computer
database in the fields of investing, finance, saving,
financial planning, financial news, financial information,
analysis in the fields of investing, finance, and financial
planning, financial portfolio management, financial decision
making, investment research, monitoring investment value and
performance of investments, analyzing investment
performance, evaluating asset allocation, risk tolerance,
financial alternative plans and investment time frames;
administration of employee benefit plans, defined benefit
plans, defined contribution plans and employee pension
plans; financial planning and investment advisory services;
financial and insurance consulting services; debit card
services; check processing, check writing and bill payment
services; assisting others with the completion of financial
transactions for mutual funds, exchange-traded funds,
stocks, bonds, securities and equities; cash management
services; electronic funds transfer and payment services;
providing information by phone and by online means in the
fields of investment account information and financial
research; research in the fields of finance, saving,
investing, investments, investment brokerage, and asset
management; donor advised investment of funds for charitable
purposes; charitable fund raising services; automated
securities trade execution services; financial
administration and investment management services rendered
to non-profit organizations; financial services rendered
primarily to states, municipalities and tax exempt
organizations, namely, providing financial news and
information and investment account information by means of
the internet; life insurance and annuity services; risk
management services; estate trust management services
41
Educational services, namely workshops, classes, seminars
and conferences in the fields of investing, finance, saving,
business, financial planning, portfolio management,
retirement planning, money management, investment strategy,
and asset allocation and the distribution of course
materials in connection therewith; providing webcasts in the
fields of investing, finance, saving, business, financial
planning, portfolio management, retirement planning, money
management, investment strategy, and asset allocation;
providing podcasts in the fields of investing, finance,
saving, business, financial planning, portfolio management,
retirement planning, money management, investment strategy,
and asset allocation; providing online publications in the
nature of newsletters, reports, guides, charts, worksheets,
forms, instructional materials, educational materials,
presentations, bulletins, pamphlets, and booklets in the
fields of finance, saving, investing, investments,
investment brokerage, and asset management; providing online
seminars and workshops in the fields of investing, finance,
saving, business, financial planning, portfolio management,
retirement planning, money management, investment strategy,
and asset allocation; providing information in the field of
financial education to financial services providers by means
of an internet web site; development and dissemination of
educational materials for others in the field of financial
services and investing; entertainment and educational
services in the nature of periodic television programs
concerning financial topics
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