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The International trademark FINRA was filed as Word mark on 12/18/2007 at the World Intellectual Property Organization.
| Trademark form | Word mark |
| File reference | 964788 |
| Countries | 
|
| Base trademark |
No. ,
October 15, 2024
|
| Application date | December 18, 2007 |
| Expiration date | December 18, 2027 |
Trademark owner
Trademark representatives
Wilson Sonsini Goodrich & Rosati,
650 Page Mill Road
US
goods and services
16
Printed matter, namely manuals, magazines, newsletters,
brochures, pamphlets and leaflets regarding regulations and
requirements pertaining to the securities and investment
advisor industries and corporate bonds, regarding grants and
funding for research, projects, fellowships, seminars,
symposiums, roundtables and classes, all in the field of
investor education, and regarding databases containing
employment, licensing and disciplinary information on
professionals in the securities and investment advisor
industries; printed educational materials regarding
regulation in the area of securities, investor education,
trading of securities and corporate bonds, the securities
and investment advisor industries and corporate bond
markets; business cards; stationery; calendars; notepads;
pens.
35
Consulting services for others, namely evaluating securities
market risks and providing risk management recommendations;
providing analysis of securities market regulations,
management, and operations; providing advice regarding the
structure and regulation of securities markets; providing
advice regarding the use of technology to enforce securities
market regulations and rules; providing services to regulate
the securities industry in order to maintain the integrity
of the marketplace for the benefit and protection of
investors, namely registration of member firms and their
employees, investment advisors and individuals and entities
within the mortgage industry; arranging of subscriptions for
the publications of others; promoting the services of
others, namely advertising and marketing a series of
discounted insurance, fiduciary bond, mail delivery and
telecommunications services to members; on-line retail
stores and mail-order catalog services featuring booklets,
manuals, audio and video tapes and compact discs dealing
with the securities and investment industry, and featuring
clothing, scarves, hats, bags, office supplies and
accessories, watches, paper goods and calendars, umbrellas,
and coffee mugs; association services, namely promoting the
interests of securities and investment industry
professionals; business services for others, namely
provision of employment and disciplinary information
regarding professionals in the securities and investment
advisor industries through an online database; provision for
others of information regarding the professional background,
business practices and conduct of registered financial
brokerage firms and their registered employees and
investment advisors through an online computer database;
providing information regarding the professional background,
business practices and conduct of registered financial
brokerage firms and their registered employees in response
to telephone and e-mail inquiries.
36
Provision of information in the field of securities and
equities trading related to corporate bond transactions,
securities regulation, financial investments, namely
securities, securities firms, broker/dealers and investment
advisors, grants, investor protection, and rules to govern
securities day-trading activities through an online computer
database; development of securities trade rules to increase
transparency, disclosures and reduce conflicts of interest;
monitoring securities markets to determine compliance with
regulations; assisting securities and investment firms to
assess disaster recovery plans; creating and enforcing rules
that govern the conduct of securities investment firms and
their employees; regulating the securities and investment
industries; provision of information regarding pricing and
quotes for bonds, equities and securities, reports on bonds,
equities and securities trades, and comparisons of bonds,
equities and securities trades through an online computer
database; providing grants and funding for research,
projects, fellowships, seminars, symposiums, roundtables and
classes, all in the field of investor education.
41
Educational services, namely conducting seminars,
conferences and workshops in the fields of securities
regulation and compliance, investor education, and providing
continuing education programs for securities industry
professionals; testing and examination of brokerage firms
and their employees.
Trademark history
| Date | Document number | Area | Entry |
|---|---|---|---|
| December 18, 2017 | 2018/1 Gaz | Extension | |
| December 29, 2010 | 2013/4 Gaz | SG | RAW: Rule 18ter(2)(ii) GP following a provisional refusal |
| November 3, 2010 | 2011/40 Gaz | US | RAW: Partial Ceasing Effect |
| February 25, 2010 | 2010/9 Gaz | JP | Rejection |
| December 1, 2009 | 2013/15 Gaz | RU | RAW: Rule 18ter(2)(ii) GP following a provisional refusal |
| July 16, 2009 | 2009/39 Gaz | KR | Decision on opposition |
| May 27, 2009 | 2009/22 Gaz | EM | RAW: Protection Granted |
| May 25, 2009 | 2009/24 Gaz | RU | Rejection |
| April 23, 2009 | 2009/18 Gaz | JP | Rejection |
| February 3, 2009 | 2009/22 Gaz | US | RAW: Division or Merger of Basic Registration |
| February 3, 2009 | 2009/8 Gaz | KR | Rejection |
| August 21, 2008 | 2008/37 Gaz | SG | Rejection |
| December 18, 2007 | 2008/24 Gaz | US | Registration |
| Partial deletion |
ID: 14964788