36
Annuity underwriting; investment management of and
distribution of annuities; issuance and administration of
annuities; annuity services, namely, account and investment
administration; funds investment; trust and custodial
services for retirement plans, namely, investment of funds
for others in the field of mutual funds and individual
retirement accounts; financial administration of employee
pension plans; trust services, namely, investment and
personal trust services; financial retirement plan
consulting and administrative services relating to
nonqualified deferred compensation plans; financial services
in the nature of an investment security; investment
management services; mutual fund investment, distribution
and brokerage; investment, distribution and brokerage of
funds for others, said funds comprised of registered and
non-registered securities; financial administration of
employer-provided and individual pension and fixed
investment income plans; registered investment advisory
services and broker-dealer securities services, namely,
broker-dealer financial services in the field of securities
and providing investment advisory services; estate planning;
financial planning; insurance administration in the field of
life, disability, dental, vision, critical illness,
accident, accidental death and dismemberment; financial
administration and financial consulting in the field of
employee benefit plans, namely, deferred compensation
benefit plans, defined benefit pension plans, and defined
contribution plans such as profit sharing, employee
retirement plans and Employee Stock Ownership Plans;
financial administration of cafeteria plans and other
employee benefit plans; insurance underwriting and brokerage
services for groups and individuals in the fields of life,
disability and dental insurance; real estate mortgage
lending and procurement of mortgage assets for others;
maintaining real estate mortgage escrow accounts; real
estate investment services; real estate management services;
real estate services, namely, leasing of commercial real
estate; financial investment in the field of real estate
development; administration of employee welfare benefit
plans concerning pre-paid dental plans and claims
administration, namely, insurance claims processing; banking
services, namely, savings account services, brokerage of
money market funds, the provision of certificates of deposit
held in IRAs