09
Downloadable computer software for providing electronic
trade confirmations of over-the-counter derivative trade
processing (including trade affirmation, confirmation,
novation, allocation, and reconciliation); downloadable
computer software for use in post-trade processing,
financial portfolio compression, financial risk analysis,
portfolio optimization, and financial risk calculations;
computer software used in calculation processes in the
provision of broking and financial services relating to
bonds, currency or interest rate products and derivatives,
swaps, forward agreements, contracts for differences, and
other financial or money products or agreements;
downloadable computer software for financial trade
processing, regulatory compliance, and financial and credit
risk management
35
Preparation of financial trade confirmations for others;
management and compilation of computerized databases
featuring financial information for the processing, clearing
and settlement of financial transactions
36
Providing electronic trade confirmations of over-the-counter
derivative trade processing (including trade affirmation,
confirmation, novation, allocation, and reconciliation);
financial services, namely, financial portfolio compression,
financial risk analysis, portfolio optimization, and
financial risk calculations; counterparty credit risk
analytical services, namely, the modeling of counterparty
exposures to derive metrics for the purpose of managing
credit and financial risk and regulatory capital
calculations; financial services rendered to institutional
and individual clients, in relation to financial derivative
product transactions; financial clearing and trade
processing services; financial credit risk management
services; broking and financial services relating to bonds,
currency or interest rate products and derivatives, swaps,
forward agreements, contracts for differences and other
financial or money products or agreements; calculation
services for the execution or broking of bonds, currency or
interest rate products and derivatives, swaps, forward
agreements, contracts for differences and other financial or
money products or agreements; investment services;
consultancy and advisory services in relation to all the
aforesaid services; financial clearing services; financial
trade processing services; futures commission merchant
services, namely, settlement and clearing of trades for
listed and over-the-counter markets; financial credit risk
management services
38
Telecommunication services, namely, network traffic routing
of electronic trading orders between exchanges; providing
access to network-based financial trading platforms;
electronic messaging services related to processing and
clearing of financial trading transactions
42
Providing online non-downloadable computer software for use
in financial portfolio compression, financial risk analysis,
portfolio optimization, and financial risk calculations;
providing online non-downloadable software for use in
counterparty credit risk analytical services; platform as a
service (PaaS) featuring computer software platforms for
post trade processing, analyzing market and credit risk,
trade valuation and portfolio compression; software as a
service (SaaS) featuring software used for post trade
processing, financial portfolio compression, financial risk
analysis, portfolio optimization, and financial risk
calculations; providing online non-downloadable computer
software for use in electronic data processing, electronic
transmission of funds and data, financial transaction
processing, and account administration and auditing;
platform as a service (PaaS) featuring computer software
platforms for use in financial trading, financial exchange,
and financial clearing services; software as a service
(SaaS) services featuring software for clearing, allocation,
compliance, recordation and settlement of trading related to
over-the-counter products, futures, options and other
derivative contracts; platform as a service (PaaS) featuring
computer software platforms for financial and credit risk
management; software as a service (SaaS) services featuring
software for financial and credit risk management; software
as a service (SaaS) services software used for regulatory
compliance; software as a service (SaaS) services featuring
software used electronic payment transactions